Digital communications: the records management challenge
Recent enforcement actions highlight the continuing regulatory pressure for firms to improve their digital communications surveillance, especially with regards to ensuring that adequate record keeping is in place ahead of monitoring activities
Join us on the 11th October for a physical roundtable with experts from the compliance industry and financial institutions to explore the challenge of capturing and storing digital communications. We will seek to surface and gain consensus on the key issues and challenges faced by Compliance teams as well as the steps firms must take to future proof against compliance breaches
Register below to attend
We expect demand for these events to be high and therefore invite those from regulated financial institutions to register their interest in attending the events. After the roundtable, there will be a drinks reception where attendees can unwind and catch up after a great session.
There is no charge to attend the roundtables, but we reserve the right to refuse.
Registering for this event does not guarantee attendance.
All registrants will be contacted after registration to confirm suitability and attendance.